Institutional Business
The publications below are related to products and services, offered to financial institutions and large undertakings, categorized either as eligible counterparty, or as per se professional client, having knowledge, experience and financial resources to properly assess and bear financially the risks related to investments.
Brokerage & Сustody
Terms of Business for Professional Clients& Eligible Counterparties:
- Сustomer Notice in accordance with the Distance Marketing of Financial Services to Consumers Act of 2004 (242(I)/2004),
effective 1 August 2026 - General Terms,
effective 1 August 2026 - General Terms,
effective 7 September 2026 - Schedule A: Market Data,
effective 1 August 2026 - Schedule B: Netting ,
effective 1 August 2026 - Schedule C: Custody,
effective 1 August 2026 - Schedule D: Electronic Services,
effective 1 August 2026 - Schedule E: Margin Trading,
effective 1 August 2026 - Schedule F: Exchange-Traded Derivatives,
effective 1 August 2026 - Schedule G: Agency & Trust,
effective 1 August 2026 - Schedule H: Off-Market Repurchase Transactions,
effective 1 August 2026 - Schedule I: Financial Collateral Arrangements,
effective 1 August 2026 - Schedule J: Off-Market Sale of Securities,
effective 1 August 2026 - Schedule K: Give-Up Trades,
effective 1 August 2026 - Schedule L: Off-Market Securities Lending & Borrowing,
effective 1 August 2026 - Schedule M: Mandatory SFTR Reporting,
effective 1 August 2026
Risk Disclosures:
- Risk Disclosure: Introduction& Generic Types of Risk,
effective 1 August 2026 - Risk Disclosure: Shares& Depositary Receipts,
effective 1 August 2026 - Risk Disclosure: Bonds& Other Debt Securities,
effective 1 August 2026 - Risk Disclosure: Units in Сollective Investments Schemes,
effective 1 August 2026 - Risk Disclosure: Derivatives,
effective 1 August 2026 - Risk Disclosure: Warrants,
effective 1 August 2026 - Risk Disclosure: Financial Collateral Arrangements,
effective 1 August 2026 - Risk Disclosure: Extended Hours of Trading,
effective 1 August 2026 - Risk Disclosure: Emerging Markets,
effective 1 August 2026 - Risk Disclosure: Stabilisation,
effective 1 August 2026 - Risk Disclosure: Day Trading Strategy,
effective 1 August 2026 - Risk Disclosure: Stop and Stop-Limit Orders,
effective 1 August 2026 - Risk Disclosure: Margin Trading,
effective 1 August 2026 - Risk Disclosure: Securities Lending,
effective 1 August 2026 - Risk Disclosure: Repurchase Transactions,
effective 1 August 2026 - Risk Disclosure: Derivatives on Virtual Currencies,
effective 1 August 2026 - Characteristics and Risks of Standardised Options (US markets),
published 15 January 2018 - Securities Futures Contracts (US markets),
published 15 January 2018
Securities Dealing:
- General Terms for Dealing in Securities,
effective 1 July 2026 - General Terms for Dealing in Securities,
effective 7 September 2026
Regulatory Reporting
- MRRA ,
effective 1 August 2026 - MRRA Delegated Reporting,
effective 1 August 2026
Data Protection Documents
- DPA and SCCs,
effective 10 September 2025 - effective 19 May 2026
DPA and SCCs,
effective 19 May 2026
